Caregrowth Group

Back Office Assistant - Stock Broking

Department:	Operation
Vacancy:	1
Qualification:	BA/B.Com./BBA/MBA
Minimum Experience:	0-3
Job Profile:	Knowledge of Billing, Pledger, Re-pledge, Unpledge & revoke of client securities & Demat/ Settlement Reconciliations Early Pay-in of shares to the Exchanges, NSE/BSE Handling client queries / audit queries / inspection queries

Apply Now

Compliance Assistant - Stock Broking

Department:	Compliance
Vacancy:	1
Qualification:	CA/CS/MBA(Finance)
Minimum Experience:	0-3
Job Profile:	Monitoring day to day exchange compliance Reply to Surveillance/ Show cause notices & Adjudicating Orders of SEBI / BSE/ NSE/ MCX/ CDSL and keep track of the same in a timely manner

Apply Now

IPO
Attention Investors
KYC

No need to issue cheques by investors while subscribing to IPO. Just write the bank account number and sign in the application form to authorise your bank to make payment in case of allotment. No worries for refund as the money remains in investor's account.

Investors should avoid practices such as
a) Sharing of trading credentials – login id & passwords including OTP’s.
b) Trading in leveraged products like options without proper understanding, which could lead to losses.
c) Writing/selling options or trading in option strategies based on tips, without basic knowledge & understanding of the product and its risks.
d) Dealing in unsolicited tips through Whatsapp, Telegram, YouTube, Facebook, SMS, calls, etc.
e) Trading in “Options” based on recommendations from unauthorised / unregistered investment advisors and influencers.

KYC is one time exercise while dealing in securities markets - once KYC is done through a SEBI registered intermediary (broker, DP, Mutual Fund etc.), you need not undergo the same process again when you approach another intermediary.

Career

Back Office Assistant - Stock Broking

Compliance Assistant - Stock Broking